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Navigation

  • Home
    • Resolutions and Circulars
    • Announcements and Press Releases
    • CMA Law
    • Executive Bylaw
    • Forms
    • Reports and Complaints
    • Annual Reports
  • About CMA
    • Mission
    • Vision
    • CMA Objectives
    • Code Of Ethics
    • Board of Commissioners
    • Employment
    • Chairman Message
    • Organizational Structure
  • Awareness
    • Awareness Channel
    • Workshops
    • CMA Radio
    • FAQs
    • Suggestions
    • Publications
    • National Project
    • Events
    • List of Companies and Entities not Licensed by the CMA to Practice Securities Activities
    • Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions
  • Media Center
    • List Of Licensed Activities
    • List of Investment Funds
    • List Of Registered Auditors
    • External Audit Offices
    • List Of Agreements
    • CMA Gallery
    • Media Appearances
    • Press Releases
    • Kuwait's Exchange Privatization Journey
    • The Main Resolution and Procedures of the Precautionary period against the Covid-19
  • International Organizations
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Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions - CMA

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Announcement

Thu,02 Feb 2023
CMA Announcement
Wed,01 Feb 2023
The Capital Markets Authority Announces Reporting the Occurrence of...
Tue,31 Jan 2023
CMA Announcement

Withdrawn License Entities

   

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions

As part of the Capital Markets Authority’s (CMA) regulatory and awareness role practiced in accordance with the provisions of Law No. 7 of 2010 and its Executive Bylaws and their amendments, and in aim towards raising the public’s awareness in securities activities, and in the advantages, risks, and obligations related to investment in securities, as well as providing suitable systems for the protection of the dealers in securities activities.
This page is created in compliance with the legislations regarding awareness. It provides lists of persons against whom the CMA has issued resolutions of prohibition from dealing in securities activities, banning their practice of activities, suspending activities, revoking or cancelling their licenses, or delisting them. This page also provides access to the decisions issued on that concern by other regulatory bodies (Central Bank of Kuwait – Ministry of Commerce and Industry) which are updated regularly. It is worth noting that those lists may not include all the decisions, however, the CMA advices the dealers in securities activities of the importance of referring to its website before taking an investment decision and to check on an ongoing basis.

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions by the CMA

Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions by Other Regulatory Bodies

 

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