Capital Markets Authority-Executive Bylaw - CMA

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Navigation

  • Home
    • Resolutions and Circulars
    • Announcements and Press Releases
    • CMA Law
    • Executive Bylaw
    • Forms
    • Reports and Complaints
    • Annual Reports
    • Strategic Reports
  • About CMA
    • Mission
    • Vision
    • Institutional Values
    • CMA Objectives
    • Code Of Ethics
    • CMA Board of Commissioners
    • Employment
    • Chairman Message
    • Organizational Structure
  • Awareness
    • Suggestions
    • Publications
    • National Project
    • Events
    • List Of Licensed Companies
    • External Audit Offices
    • List Of Registered Auditors
    • Local and Gulf Unlicensed Entities
    • Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions
    • Workshops
    • Facilitating the opening of investment accounts Initiative
    • CMA Radio
    • FAQ
  • Media Center
    • List of Investment Funds
    • List Of Agreements
    • CMA Gallery
    • Media Appearances
    • Press Releases
    • Kuwait's Exchange Privatization Journey
    • Main Resolutions and Procedures of Precautionary Period Against COVID-19
  • International Organizations
  • Fintech
    • Introduction to Financial Technology
    • Securities-based Crowdfunding
    • Digital Financial Advisory
    • Initial Implementation Phase
    • List of Companies Registered in the Fintech Services Register
    • Digital Library
    • Contact the Fintech Unit
عـربـي

By-law documents Heading

Executive Bylaw

Executive Bylaw - CMA

Asset Publisher

Announcement

Mon,19 May 2025
Announcement Regarding Issuance of Disciplinary Board Resolution
Mon,19 May 2025
Announcement Regarding Issuance of Disciplinary Board Resolution
Mon,19 May 2025
Announcement Regarding Issuance of Disciplinary Board Resolution

bylaw document List

Module One

Glossary

Module Two

Capital Markets Authority

Module Three

Enforcement of the Law

Module Four

Securities Exchanges and Clearing Agencies

Module Five

Securities Activities and Registered Persons

Module Six

Policies & Procedures of Licensed Persons

Module Seven

Clients' Funds and Clients' Assets

Module Eight

Conduct of Business

Module Nine

Mergers and Acquisitions

Module Ten

Disclosure and Transparency

Module Eleven

Dealing in Securities

Module Twelve

Listing Rules

Module Thirteen

Collective Investment Schemes

Module Fourteen

Market Conduct

Module Fifteen

Corporate Governance

Module Sixteen

Anti-Money Laundering and Combating Financing of Terrorism

Module seventeen

Capital Adequacy Regulations for Licensed Persons

Module Eighteen

Passporting of Financial Products

Module Nineteen

Financial Technologies

المبادئ القانونية المستقرة في مجلس التأديب

المبادئ القانونية الخاصة باللائحة التنفيذية

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