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Article 143 Of Chapter 11
Section: Penalties and Disciplinary Actions

If the investigations reveal that there is evidence that a violation has been committed, the Authority may refer the suspected violator to the Disciplinary Board according to the rules and procedures set forth in the Bylaws. The Authority may warn a violator to stop committing violations, in addition to requiring a pledge not to repeat such a violation in the future. The Authority may impose more supervision on the violator.

 

* Article (143) is amended pursuant to Law No. 22 of 2015 Amending Some Provisions of Law No. 7 of 2010 regarding the Establishment of the Capital Markets Authority & Regulating Securities Activities.

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