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Article 39 Of Chapter 3
Section: Securities Exchanges

The Securities Exchange Company shall inform the Authority immediately about the following issues:

1 - If found that one of its members cannot comply with any of the Securities Exchange’s rules or its financial resources’ regulations.

2 - If it deemed there is a financial irregularity or any other situation that may indicate inappropriateness of the member or his incapacity to fulfill his obligations.

3 - Any disciplinary action is taken against any member, operator, or his subordinates.

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