CMA LAW: Resolution No. (35) of 2016 Regarding Renewal of the Securities Activities License of Al-Sharq Financial Brokerage Company at the CMA

Having Perused: 

- Law No. (7) of 2010 regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments; and

- The securities activities license certificate of Al-Sharq Financial Brokerage Company No. (AP/2013/0014( issued on 3/7/2015; and

- Based on the request of Al-Sharq Financial Brokerage Company dated 11/4/2016 to renew the securities activities license at the CMA; and

The Following Was Resolved

Article (1)
The securities activities license of Al-Sharq Financial Brokerage Company to carry out the activity of a securities broker registered in the Securities Exchange is hereby renewed for three years, renewable after paying the prescribed fee.

Article (2)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance. It shall be published in the Official Gazette. 
               
Mishaal M. Al-Usaimi 
Vice Chairman, CMA Board of Commissioners

Issued on: 27/4/2016

Copy of the Official Document

Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.