CMA LAW: Resolution No. (30) of 2016 Regarding Renewal of the Securities Activities License of First Securities Brokerage Company at the CMA

Having Perused: 
- Law No. (7) of 2010 regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments; and

- The securities activities license certificate of First Securities Brokerage Company No. (AP/2013/0001( issued on 14/4/2015; and

- Based on the request of First Securities Brokerage Company dated 10/1/2016 to renew the securities activities license at the CMA;

The Following Was Resolved

Article (1)
The securities activities license of First Securities Brokerage Company for practicing the activity of a securities broker registered in the Securities Exchange is hereby renewed for three years, renewable after paying the prescribed fee.

Article (2)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette. 

Dr. Nayef Falah Al-Hajraf
Chairman, CMA Board of Commissioners

Issued on: 12/4/2016

Copy of the Official Document

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