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CMA LAW: Announcement regarding issuance of Disciplinary Board Resolution No. (12/2026 Disciplinary Board) (15/2025 Complaint) and imposition of a fine against: Gatehouse Capital for Economic and Financial Consultancy Company for violating the Rules of Clients’ Funds and Clients’ Assets
Date Publish
15 June 2026
Announcement regarding issuance of Disciplinary Board Resolution No. (12/2026 Disciplinary Board) (15/2025 Complaint) and imposition of a fine against: Gatehouse Capital for Economic and Financial Consultancy Company for violating the Rules of Clients’ Funds and Clients’ Assets.
For the following reasons:
Violation of the provisions of Articles (1-2), (2-1), (2-2), (2-3), (3-1), and (5-1-8) of Module Seven (Clients’ Funds and Clients’ Assets) of the Executive Bylaws of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities, and their amendments.
The Resolution included the infliction of the following penalty: -
“Levying a fine on Gatehouse Capital for Economic and Financial Consultancy Company in an amount of KWD 30,000 (thirty thousand Dinars) for the attributed violation.”
In this regard, the CMA emphasizes the implementation of CMA Law and its Executive Bylaws on all persons dealing in securities activities, and urges them to comply with these Laws in order to promote investors' confidence, create a sound investment environment, and implement the Law according to the principles of fairness, transparency, and integrity in line with the best international practice.
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