Title: Announcement Regarding the Issuance of the Board of Commissioners Resolution on the imposition of a Financial Penalty against Noor Investment Company (K.P.S.C.) for its procedural violation of the Provisions of Module Sixteen (Anti- Money Laundering and Combating Financing of Terrorism) of the Executive Bylaws of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments

The Board of Commissioners decided in its meeting No. (21/2025) held on 16/07/2025 to impose a financial penalty on Noor Investment Company (K.P.S.C.) for its procedural violation of the provisions of Module Sixteen (Anti- Money Laundering and Combating Financing of Terrorism) of the Executive Bylaws of Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments.

The aforementioned decision included the imposition of the following financial penalty:

• Imposing a financial penalty of KWD 6,000 for violating the provision of Article (6-1) of the aforementioned Module.

In this regard, the CMA confirms its implementation of Law No.7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws and their amendments, on all persons dealing in securities activities, and urges them to comply with them in order to promote investors' confidence, create a sound investment environment, and implement the Law according to the principles of fairness, transparency, and integrity in line with the best international practice in securities activities.