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CMA LAW: Resolution No. (57) of 2025 Regarding Amendment to Some Provisions of the Executive Bylaws of Law No.7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments
Date Publish
03 April 2025
Having Perused:
- Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their amendments; and
- CMA Board of Commissioners Resolutions Nos. (C.B.C 9-9 of 2025 and C.B.C 11-9 of 2025) passed in its meeting No. (9) of 2025 held on 26/03/2025.
The Following Was Resolved
Article (1)
Appendix 4 (Schedule of the CMA Services Fees) of Module Two (Capital Markets Authority) of the Executive Bylaws of the Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments is hereby Amended pursuant to Annex 1 attached to this Resolution.
Article (2)
Module Three (Enforcement of the Law) of the Executive Bylaws of the Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments is hereby amended pursuant to Annex 2 attached to this Resolution.
Article (3)
Module Five (Securities Activities and Registered Persons) of the Executive Bylaws of the Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments is hereby amended pursuant to Annex 3 attached to this Resolution.
Article (4)
Each of Appendix 7 “Application for Cancellation of Securities Activities License” and Appendix 11 “Application for Obtaining Approval of Effective Control of a Licensed Person” of Module Five (Securities Activities and Registered Persons) of the Executive Bylaws of the Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and their amendments is hereby amended pursuant to Annex 4 attached to this Resolution.
Article (5)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette.
Othman Al-Issa
Acting Managing Director
Issued on: 03/04/2025
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