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Resolutions and Circulars - CMA

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Title: Announcement Regarding the Licensing of Securities Activities for Gulf Capital Investment Company
Date Publish 19 November 2023


Based on Resolution No. 84 of 2023 regarding the licensing application submitted by Gulf Capital Investment Company to practice securities activities in accordance with Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities, its Executive Bylaws, and amendments thereto, issued on 11/06/2023, and in implementation of Article 2 of the aforementioned Resolution, which grants the company a license after fulfilling the requirements of the CMA for a period of three years from the date of issuance of the CMA's license certificate.

The CMA announces that a license is issued to Gulf Capital Investment Company for the following activities:

- Investment Portfolio Manager.
- Collective Investment Scheme Manager.
- Investment Advisor.
- Custodian.
- Investment Controller.
- Subscription Agent.
- Securities Broker not registered with an Exchange

on 19/11/2023, valid for a period of three years, renewable.

Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.

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