CMA LAW: Resolution No. (104) of 2021 Regarding Amending the Provisions Relating to Registered Employment Positions and Auditors registered with the Authority

Having Perused:

- Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their amendments; and

- CMA Board of Commissioners Resolution passed in its meeting No. (31) of 2021 held on 08/09/2021;

The Following Was Resolved:

Article (1)

Module Five (Securities Activities and Registered Persons) of the Executive Bylaws of Law No. (7) of 2010 is hereby amended pursuant to Annex (1) attached to this Resolution.

Article (2)

Appendix 8 (Application to Register an Auditor at the Capital Markets Authority) of Module Five of the Executive Bylaws of Law No. (7) of 2010 is hereby amended pursuant to Annex (2) attached to this Resolution.

Article (3)

Appendix 12 (Application to Renew the Registration of an Auditor at the Capital Markets Authority) of Module Five of the Executive Bylaws of Law No. (7) of 2010 is hereby amended pursuant to Annex (3) attached to this Resolution.

Article (4)

The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette.

Prof. Ahmad A. Al-Melhem

Issued on: 13/09/2021

The Translated Document

Copy of the Official Document

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