Title: Resolution No. (105) of 2020 Regarding The Provisions Regulating the Submission of Reports for Crimes and Violations
Date Publish 15 October 2020
- Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their amendments; and
- CMA Board of Commissioners Resolution passed in its meeting No. (30) of 2020 held on 14/10/2020.
The Following Was Resolved
Module Three (Enforcement of the Law) of the Executive Bylaws of Law No. (7) of 2010 is hereby amended pursuant to Annex (1) attached to this Resolution.
Appendix (5) “Regulating Rules of Receipt, Examination and Acting on the Reports” of Module Three (Enforcement of the Law) of the Executive Bylaws of Law No. (7) of 2010 is hereby amended pursuant to Annex (2) attached to this Resolution.
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette.
Othman I. Al-Issa
Acting Managing Director
Issued on: 15/10/2020
The Translated Document
Copy of the Official Document
Disclaimer: The information provided on this page is for reference purposes only, visitors are encouraged to review and understand the information provided in the official scanned document attached in the link above (if available). The CMA endeavors to ensure that the information on this page is complete and accurate, but the CMA does not guarantee the quality, accuracy, or completeness of any content at any time. In the event the information on this page is different from the content in the official scanned document attached in the link (if available), the official scanned document attached shall take precedence.