CmaBylaw
Executive Bylaws
3-30 Reliance on Third Parties for Client Due Diligence Of Module Sixteen: Anti-Money Laundering and Combating Financing of Terrorism
Section: Chapter Three: Clients
-
Thursday, 16 February 2017
This article refers to a third party that introduces clients to a Licensed Person and performs client identification and verification on its behalf. For the purposes of this section, the third party must either be a Financial or Banking Institution that engages in securities and is regulated by the Authority.
Related pages - By Law
Related Pages
CmaSideNavigation
In this section

We use cookies to ensure you get the best experience on our website.