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Executive Bylaws - CMA

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Executive Bylaws

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3-40 Ongoing CDD and Unusual Transactions Of Module Sixteen: Anti-Money Laundering and Combating Financing of Terrorism
Section: Chapter Three: Clients
  • Thursday, 16 February 2017

    A Licensed Person must monitor on an ongoing basis the business relationship it has with clients, and must ensure that the transactions are consistent with the information the Licensed Person has on the client’s business, risk profile and source of funds.

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