CmaBylaw
Executive Bylaws
13-10 Of Module Eleven: Dealing in Securities
Section: Chapter Thirteen: Preferred Shares Regulations
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Tuesday, 14 February 2017
An Investment Advisor shall perform the following duties at least: 1. Act as the main liaison entity with the Authority concerning the Preferred Shares issue application. 2. Make sure that the Issuer completes all the conditions required for issuing the Preferred Shares. 3. Provide information and notes to the Authority within a specific period of time in the manner required by the Authority.
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