CmaBylaw
Executive Bylaws
3-1-5 Investment Advisor Of Module Nine: Mergers and Acquisitions
Section: Chapter Three: Acquisitions
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Sunday, 05 February 2017
An Investment Advisor, of any of the Offer parties, shall be independent, not a Stakeholder, and shall be licensed by the Authority unless they create and maintain a Chinese Wall between the licensed activities in accordance with the provisions of Module Five (Securities Activities and Registered Persons), Module Six (Policies and Procedures of Licensed Person) and Module Eight (Conduct of Business) of these Bylaws.
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