CmaBylaw
Executive Bylaws
6-8 Of Module Eight: Conduct of Business
Section: Chapter Six: Maintaining Records
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Sunday, 12 February 2017
When receiving telephone calls from clients, a Licensed Person must undertake, particularly, the following: 1. Employee of a Licensed Person shall introduce himself to the client. 2. Confirm Client’s identity. 3. Define type of order (Purchase – Sale – Cancellation – Modification), name of Security, volume, price, order period and date.
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