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    • Chairman Message
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  • Awareness
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    • Events
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    • External Audit Offices
    • List Of Registered Auditors
    • Local and Gulf Unlicensed Entities
    • Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions
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    • Facilitating the opening of investment accounts Initiative
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    • Introduction to Financial Technology
    • Securities-based Crowdfunding
    • Digital Financial Advisory
    • Initial Implementation Phase
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Executive Bylaws - CMA

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Executive Bylaws

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  • February 17
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6-7 Of Module Eight: Conduct of Business
Section: Chapter Six: Maintaining Records
  • Sunday, 12 February 2017

    If a Licensed Person was unable to record a telephone conversation due to unforeseen circumstances, the Licensed Person may accept the Client’s instructions in writing.

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