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Executive Bylaws - CMA

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Executive Bylaws

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  • November 17
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7-1-3 Of Module Seven: Clients’ Funds and Clients’ Assets
Section: Chapter Seven: Custodian
  • Wednesday, 08 November 2017

    If there is insufficient information relating to a Client as stipulated in Article (7-1-1) of this Module, the Licensed Person shall notify the Client. The Licensed Person shall suspend such services to a Client who fails to provide the information after the expiry of the notice term.

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