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Executive Bylaws - CMA

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Executive Bylaws

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  • February 17
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6-1-2 Of Module Seven: Clients’ Funds and Clients’ Assets
Section: Chapter Six: A Qualified Securities Broker Registered in the Exchange
  • Sunday, 05 February 2017

    A Licensed Person is not required to ensure validity of the information provided by the Client as stipulated in Article 6-1-1 of this Module. He may provide services for Clients based on the information provided unless he knows or may know invalidity or inaccuracy of the same.

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