In executing a Client’s transactions a Licensed Person shall abide by the mechanisms stipulated in the contract between the two parties and in addition shall comply with the following: 1. Secure the Client’s interest when transmitting the Client’s orders to another entity for execution. 2. Not to combine orders regarding Securities traded on an Exchange received from one Client with those of any other Client. In the case of non-listed Securities, a Client’s orders may be combined with those of another Client or of other Clients provided that all the Clients concerned are informed accordingly. 3. To execute the Client’s orders for Securities sales or purchases without interfering directly or indirectly in the Client’s decision concerning the same, without prejudicing any duties required of the Licensed Person to give advice and guidance. 4. To abide by the tools and mechanisms approved by the Exchange when executing relevant transactions. 5. Not to execute a Client’s order concerning a sale or purchase unless there sufficient funds or Securities, respectively, in the Client’s account. The Licensed Person shall not use any other Client’s Funds or assets for the benefit of another Client. 6. Keep safe documents relating to sale and purchase transactions performed for the Client. Paragraph 2 of this Article shall not apply to Investment Portfolios managed by the Licensed Person.