CmaBylaw
Executive Bylaws
5-1-3 Of Module Seven: Clients’ Funds and Clients’ Assets
Section: Chapter Five: Securities Investment Portfolios Rules
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Sunday, 05 February 2017
If there is insufficient information relating to a Client in respect of Article 5-1-1 of this Module, the Licensed Person shall notify the Client that it shall suspend services to the client unless such information is provided within three Business Days as of the notice. The Licensed Person shall suspend such services to a Client who fails to provide the information after the expiry of the notice term.
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