Chapters One, Two, Three and Four of this Module apply to all Licensed Persons who manage or maintain Clients’ Assets and Funds, in particular the following: 1. Investment Portfolio Manager 2. Collective Investment Scheme Manager 3. Custodian 4. Clearing Agency 5. Qualified Securities Broker Registered with an Exchange Chapter Five of this Module applies to the Investment Portfolio Manager activity, and Chapter Six applies to the activity of Qualified Securities Broker Registered with an Exchange, and Chapter Seven is applicable to the Custodian activity.