CmaBylaw
Executive Bylaws
6-3 Of Module Six: Policies & Procedures of Licensed Persons
Section: Chapter Six: Business Continuity
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Sunday, 05 February 2017
Policies and plans in respect of emergencies and the need to maintain business continuity shall include in particular the following: 1. Identifying the internal unit or the individual in charge of the implementation of the business continuity plan and the means of communications with concerned entities domestically and internationally in the event of an unexpected suspension of the operations of the Licensed Person. 2. Setting priorities to be followed upon an unexpected suspension of the operations of the Licensed Person. 3. The Licensed Person’s plans for ensuring the continuing availability of appropriate human, technical and financial resources. 4. Documented means of communication whether internally among units of the Licensed Person, or externally with Clients and all other entities. 5. The Licensed Person’s plans for maintaining the continuity of operation of its technical systems and its policies for maintaining and safeguarding assets and records and for retrieval of any necessary information upon the occurrence of any unexpected suspension of its operations.
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