CmaBylaw
Executive Bylaws
2-8-3 Of Module Four: Securities Exchanges and Clearing Agencies
Section: Chapter Two: Clearing Agencies
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Sunday, 05 February 2017
A Clearing Agency’s license cancellation by the Authority shall not affect the Authority’s ability to commence or take any disciplinary action against the Person concerned in relation to any action or failure of that person prior to the license cancellation.
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