CmaBylaw
Executive Bylaws
5-12 Of Module Three: Enforcement of the Law
Section: Chapter Five: Disciplinary Matters
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Thursday, 02 February 2017
The Disciplinary Board may impose one or more conditions on the activity(s) of the Violator from among the following:1. Preventing the Licensed or Registered Person from entering into certain types of transactions.2. Preventing the Licensed or Registered Person from practicing certain activities for a limited period of time.3. Suspending the licensed Activity for a period of time. 4. Preventing the Registered Person from practicing certain businesses, or suspending, amending or cancelling their registration for the business(es) for which they are registered. 5. Suspending any Person from dealing on a Security(ies) or trading on an Exchange for a limited period of time.
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