The measures set out in Article (4-1) of this Module must include, in particular, the following: 1. All the Licensed Person’s employees shall be informed of the restrictions set out in Articles (4-1) and (4-2) of this Module in accordance with adopted policies and procedures. 2. The employee shall immediately inform the Licensed Person’s Compliance Officer of any transaction performed for himself, any of his Relatives, or a Subsidiary Company owned by him or owned by any of his Relatives. 3. The Licensed Person shall define a list - to be periodically updated - of Securities not to be dealt with by its employees or agents. 4. The Licensed Person shall keep a record of transactions disclosed by its employees in accordance with item (2) of this Article; and if the Licensed Person refers any of its activities to another Person, then it must ensure that this person maintains the above-mentioned record.