CmaBylaw
Executive Bylaws
3-6 Of Module Eight: Conduct of Business
Section: Chapter Three: Conflicts of Interest
-
Sunday, 12 February 2017
A Licensed Person must prepare policies and procedures in order to limit cases of conflicts of interest; provided that such policies and procedures are suitable for the nature and size of the Licensed Person’s business, and if the Licensed Person is a member of a Group, such policies and procedures must take into consideration any cases of conflicts of interest resulting from the structure of the group as well as business activity of other members of the group.
Related pages - By Law
Related Pages
CmaSideNavigation
In this section

We use cookies to ensure you get the best experience on our website.