CmaBylaw
Executive Bylaws
3-2-6 Of Module Five: Securities Activities and Registered Persons
Section: Chapter Three: Registered Persons
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Sunday, 05 February 2017
An individual may be registered for more than one Registered Employment Positionsdefined under Article (3-2-2) of this Module. As an exception, the following occupations shall not be performed jointly: 1. Internal Audit Officer, Sharia Auditing Officer, Compliance Officer, Risk Management Officer and Financial Manager. 2. Registered Employment Positions stated in paragraph (1) of this Article or any other Registered Employment Positions. 3. Representative of Market Maker and representative of Investment Portfolio manager or representative of Collective Investment Scheme manger. 4. representative of a Qualified Securities Broker registered with an Exchange and representative of Investment Portfolio Manager or representative of Collective Investment Scheme Manager.
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