CmaBylaw
Executive Bylaws
3-2-3 Of Module Five: Securities Activities and Registered Persons
Section: Chapter Three: Registered Persons
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Sunday, 05 February 2017
A Licensed Person is responsible for registering any individual who works for them in the Registered Positions and Employment Positions at the Authority. The fit and proper rules shall determine the applicable registration procedures. Candidates for Registered Positions and Employment Positions shall comply with the fit and proper rules stated in Article (3-3) and Appendix 3, 4 and 5 of this Module.
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