CmaBylaw
Executive Bylaws
3-1-1 Of Module Five: Securities Activities and Registered Persons
Section: Chapter Three: Registered Persons
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Sunday, 05 February 2017
The provisions of this Chapter shall apply to Registered Persons as follows: 1. Any person who holds or performs Registered Positions and Employment Positions for the Licensed Person. 2. Registered Auditors. 3. External Sharia Auditing Offices registered at the Authority. As for the Units Subject to the Supervision of the Central Bank, the provisions of Registered Persons of this Chapter shall be applied in accordance with a Memorandum of Understanding entered into between the Central Bank and the Authority.
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