CmaBylaw
Executive Bylaws
1-33-1 Of Module Five: Securities Activities and Registered Persons
Section: Chapter One: Securities Activities
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Wednesday, 08 November 2017
In addition to the licensing regulations set out in this Module and Module Six (Policies & Procedures of Licensed Persons) of these Bylaws, and in light of what was stated in Article (1-33) of this Module, whoever is seeking to practice the activity of Custodian shall provide the Authority with the following: 1. The internal policies which are followed for practicing the activity to ensure the ability of the Licensed Person to perform his duties. 2. The IT systems used to ensure the ability of a Custodian to perform his duties. 3. Any other activities which the Authority may specify.
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