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Executive Bylaws - CMA

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Executive Bylaws

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  • February 17
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1-30 Subscription Agent Of Module Five: Securities Activities and Registered Persons
Section: Chapter One: Securities Activities
  • Sunday, 05 February 2017

    The duties of a Subscription Agent include, but not limited to, the following: 1. Offer or sale of Securities on behalf of an Issuer, Ally or agent. 2. Obtain Securities from Issuer or its Ally in order to market them. 3. Manage Securities issuances.

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