CmaBylaw
Executive Bylaws
1-27 Investment Advisor Of Module Five: Securities Activities and Registered Persons
Section: Chapter One: Securities Activities
-
Sunday, 05 February 2017
The duties of the Investment Advisor include, but are not limited to, the following: 1. Evaluating Securities. 2. Providing consultation, issuing reports and analyses for others or through the media and means of communication in relation to one or more activities that include but not limited to the following: a. Invest, purchase or sale of Securities and investment products. b. Subscribe, offer, issue or list Securities. c. Practice any right attached to the possession of Securities. In addition to providing any consultation or advice that may affect investors’ or potential investors’ decisions in disposing Securities and investment products.
Related pages - By Law
Related Pages
CmaSideNavigation
In this section

We use cookies to ensure you get the best experience on our website.