CmaBylaw
Executive Bylaws
1-7 Determination of a License Application Of Module Five: Securities Activities and Registered Persons
Section: Chapter One: Securities Activities
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Sunday, 05 February 2017
The Authority will review each license application and if applicable may notify the applicant with the necessity to submit additional information or documentation to demonstrate the following: 1. The ability and capability required to practice the activity. 2. Sufficiency of resources to practice the activity. 3. The administrative experience, technical resources, and systems and operational procedures sufficient to practice the activity. 4. Persons in Registered Positions and Employment Positions have the necessary qualifications, skills and experience as stipulated in Chapter Three of this Module. If the applicant fails to submit the required information and documents within the period stipulated in writing by the Authority without an excuse acceptable to the Authority, the application shall be deemed to have been withdrawn.
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