CmaBylaw
Executive Bylaws
1-6-4 Of Module Four: Securities Exchanges and Clearing Agencies
Section: Chapter One: Exchanges
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Thursday, 02 February 2017
The violations committee chairman may order an investigation to be conducted before submitting the Violation to the committee. Investigations shall be conducted by the legal department of the Exchange or by a committee formed by the committee chairman for that purpose. The investigating entity shall submit its opinion to the committee chairman by submitting a memorandum including a detailed statement of the investigation procedures, summary of incidents of the Violation, proofs, evidences and recommendations. The committee may decide to dismiss the investigation.
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