An Exchange company shall inform the Authority immediately on the occurrence of any of the following matters: 1. If it is found that one of its members cannot comply with any of the Exchange’s rules or its financial resources’ regulations. 2. If it deemed there is a financial irregularity or any other situation that may indicate inappropriateness of a member or his incapacity to fulfil his obligations. 3. Any disciplinary action is taken against any member, operator, or his subordinates.