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    • Chairman Message
    • Organizational Structure
  • Awareness
    • Suggestions
    • Publications
    • National Project
    • Events
    • List Of Licensed Companies
    • External Audit Offices
    • List Of Registered Auditors
    • Local and Gulf Unlicensed Entities
    • Persons Restricted from Practicing Securities Activities or Registered Positions and Employment Positions
    • Workshops
    • Facilitating the opening of investment accounts Initiative
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  • Media Center
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    • CMA Gallery
    • Media Appearances
    • Press Releases
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    • Securities-based Crowdfunding
    • Digital Financial Advisory
    • Initial Implementation Phase
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Executive Bylaws - CMA

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Executive Bylaws

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2-5 Powers of Judicial Officer Of Module Three: Enforcement of the Law
Section: Chapter Two: Supervision and Inspection
  • Wednesday, 01 February 2017

    Those granted the capacity of judicial power shall have the following powers: 1. Receive notices and complaints, either written or verbal, from individuals and companies and to verify them as well as investigating acts to determine crimes committed in violation of the Law. 2. Visit the relevant premises and carry out an inspection to investigate and discover whether a crime has been committed or not, whether in response to a report from a known or an anonymous source and to collect evidence and any proof of a crime as well as reviewing any license concerned. 3. Practice the powers of the judicial police in the event a crime is observed when performing periodical inspection. 4. Request all information they deem necessary for their work as well as review all records, books, documents and statements. They have the right to call witnesses to hear their testimonies, and to record their personal information. They also may call experts for their technical opinions on technical aspects. 5. Hold documents and papers that they consider as evidence that the inspected entity has committed a crime Officials in the entities relevant to the previous paragraph shall provide the employees of the Authority vested with judicial powers with the statements and document they request in that regard.

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