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Resolutions and Circulars - CMA

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Resolutions15/03/2016
Resolution No. (20) of 2016 Regarding Licensing the Investment Companies which Regularized their Situations Pursuant to Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments
Resolutions14/03/2016
Resolution No. (19) of 2016 Regarding Amending Articles (8-4) and (8-5) of Chapter Eight (Trading in Securities) and Article (14-5) of Chapter Fourteen (Treasury Shares) of Module Eleven (Dealing in Securities) of the Executive Bylaws of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments
Resolutions14/03/2016
Resolution No. (18) of 2016 Regarding Renewal of the Securities Activities License of KFIC Financial Brokerage Company at the CMA
Resolutions14/03/2016
Resolution No. (17) of 2016 Regarding Renewal of the Securities Activities License of Union Securities Brokerage Company (Al-Tijari Financial Brokerage Company) at the CMA
Resolutions14/03/2016
Resolution No. (16) of 2016 Regarding Renewal of the Securities Activities License of Middle East Financial Brokerage Company at the CMA
Resolutions14/03/2016
Resolution No. (15) of 2016 Regarding Renewal of the Securities Activities License of KFH Financial Brokerage Company at the CMA
Resolutions14/03/2016
Resolution No. (14) of 2016 Regarding Renewal of the Securities Activities License of EFG-Hermes IFA Brokerage Company at the CMA
Resolutions14/03/2016
Resolution No. (13) of 2016 Regarding Renewal of the Securities Activities License of K.I.C Financial Brokerage Company at the CMA
Circulars08/03/2016
Circular No. (3) of 2016 Regarding Countries not Applying or Insufficiently Applying the Recommendations of the Financial Action Task Force (FATF)
Resolutions03/03/2016
Resolution No. (12) of 2016 Regarding Issuance of Appendix 10 of Module Eleven of the Executive Bylaws of Law No. 7 of 2010 (Execution Rules of Securities)
 
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