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    • Local and Gulf Unlicensed Entities
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Resolutions and Circulars - CMA

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Resolutions and Circulars

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Resolutions01/08/2016
Resolution No. (71) of 2016 Regarding Renewal of the Securities Activities License of Al-Seef Financial Brokerage Company at the CMA
Resolutions27/07/2016
Resolution No. (70) of 2016 Regarding Collective Investment Scheme License Granted to KFH Capital Investment Company for the Incorporation of KFH Capital Private Equity Fund
Resolutions14/07/2016
Resolution No. (69) of 2016 Regarding Regularizing the Situations of Investment Companies Pursuant to Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws and their Amendments
Resolutions30/06/2016
Resolution No. (68) of 2016 Regarding Licensing Kuwait Clearing Company which Regularized its Situations Pursuant to Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments
Resolutions30/06/2016
Resolution No. (66) of 2016 Regarding Renewal of the Securities Activities License of Al-Arabi Brokerage Company at the CMA
Resolutions30/06/2016
Resolution No. (65) of 2016 Regarding Contractual Collective Investment Scheme License Granted to the Business Center Portfolio of Dubai Investment Park
Resolutions29/06/2016
Resolution No. (64) of 2016 Regarding the Appointment of CapCorp Investment Company as a Substitute Manager of Al Dar Money Market Fund
Circulars29/06/2016
Circular No. (8) of 2016 Regarding Countries not Applying or Insufficiently Applying the Recommendations of the Financial Action Task Force (FATF)
Resolutions29/06/2016
Resolution No. (62) of 2016 Regarding Revoking the Securities Activities License of Gulf Investment Corporation and Removing it from Licensed Persons Register at the CMA
Resolutions29/06/2016
Resolution No. (61) of 2016 Regarding Amending the Executive Bylaws of Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments by Adding Capital Requirements for the Activities of "Central Securities Depository" and "Settlement and Clearing"
 
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