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Resolutions and Circulars - CMA

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Resolutions and Circulars

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Resolutions17/11/2016
Resolution No. (105) of 2016 Regarding Renewing an Auditor’s Registration in the Concerned Register at the CMA
Resolutions17/11/2016
Resolution No. (104) of 2016 Regarding Revoking the License of Al Shorooq Investment Fund and Removing it from the Funds Register at the CMA
Circulars10/11/2016
Circular No. (11) of 2016 on the Annual Report of Evaluating and Reviewing the Internal Audit Systems in Compliance with Module Fifteen of the Executive Bylaws
Resolutions08/11/2016
Resolution No. (103) of 2016 Regarding Private Marketing License of a Foreign Collective Investment Scheme Granted to NBK Capital (Kuwaiti Closed Shareholding Company) for Islamic Leasing and Finance Fund II Ltd
Resolutions03/11/2016
Resolution No. (102) of 2016 on the Issuance of Appendix (11) (Authorization of Trading in Securities) of Module Eleven (Dealing in Securities) of the Executive Bylaws of Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their Amendments
Circulars31/10/2016
Circular No. (10) of 2016 Regarding Countries not Applying or Insufficiently Applying the Recommendations of the Financial Action Task Force (FATF)
Resolutions27/10/2016
Resolution No. (101) of 2016 Regarding Licensing Investment Funds that Regularized its Situations
Resolutions27/10/2016
Resolution No. (99) of 2016 Regarding Private Marketing License of a Foreign Collective Investment Scheme Granted to NBK Capital for Islamic Leasing and Finance Fund III Ltd
Resolutions26/10/2016
Resolution No. (98) of 2016 Regarding Amending Appendix No. (10) of Module Eleven of the Executive Bylaws of Law No. (7) of 2010 (Execution Rules of Securities)
Resolutions26/10/2016
Resolution No. (97) of 2016 Regarding Amending Articles (10-23) and (10-24) of Chapter Ten (Attachment in Securities) of Module Eleven (Dealing in Securities) of the Executive Bylaws of Law No. 7 of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Amendments
 
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