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Title: Resolution No. (13) of 2019 Regarding Renewal of the Securities Activities License of KIC Financial Brokerage Company at the CMA
Date Publish 29 January 2019


Having Perused:
 
- Law No. (7) of 2010 Regarding the Establishment of the Capital Markets Authority and Regulating Securities Activities and its Executive Bylaws, and their amendments; and
 
- The securities activities license certificate of KIC Financial Brokerage Company No. (AP/2013/0006) issued on 14/04/2016; and

- At the request of KIC Financial Brokerage Company to renew the license of securities activities at the CMA dated 10/01/2019; and
 
- Resolution No. (149) of 2018 regarding amending the final approval of authorizations for the Supervision Sector’s procedures issued on 25/11/2018.  
  

The Following Was Resolved
 
Article (1)
The securities activities license of KIC Financial Brokerage Company at the CMA is hereby renewed for practicing the activity of a securities broker registered in the Securities Exchange, for three renewable years.

Article (2)
The concerned bodies shall execute this Resolution, each within its jurisdiction. This Resolution shall come into force from the date of its issuance, and it shall be published in the Official Gazette.


Zeyad Al-Fulaij 
Head of Supervision Sector

Issued on: 27/01/2019

 

Copy of the Official Document

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