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Announcement

Wed,24 Feb 2021

Announcement Regarding Issuance of Disciplinary Board Resolution on...

Wed,24 Feb 2021

Announcement Regarding Issuance of Disciplinary Board Resolution on...

Thu,18 Feb 2021

Announcement Regarding Issuance of Disciplinary Board Resolution on...

Module One

Glossary

Module Two

Capital Markets Authority

Module Three

Enforcement of the Law

Module Four

Securities Exchanges and Clearing Agencies

Module Five

Securities Activities and Registered Persons

Module Six

Policies & Procedures of Licensed Persons

Module Seven

Clients' Funds and Clients' Assets

Module Eight

Conduct of Business

Module Nine

Mergers and Acquisitions

Module Ten

Disclosure and Transparency

Module Eleven

Dealing in Securities

Module Twelve

Listing Rules

Module Thirteen

Collective Investment Schemes

Module Fourteen

Market Conduct

Module Fifteen

Corporate Goverance

Module Sixteen

Anti-Money Laundering and Combating Financing of Terrorism

Module seventeen

Capital Adequacy Regulations for Licensed Persons

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